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| Broker Codes for Commission Sharing and Related Business (broker_codes.doc, 51KB) This document lists those values of ExecBroker and BrokerOfCredit that are recommended to be use for soft commission, directed brokerage, step in/out and similar arrangements. Please refer to the document 'Proposed Standardised Messaging Formats for Commission Sharing and Related Business' paper produced by the FIX Allocations Working Group for further details as to field usage. [10 January 2003] |
| Commission handling arrangements (commission_sharing.doc, 41KB) Proposal for handling commission sharing arrangements produced by FIX Allocations Working Group. [4 December 2002] |
| FIX/1SO15022 mapping (updated, 24 Oct 03) (FIX_SWIFT_Mapping_0.61.doc, 1014KB) FIX/1SO15022 mapping document - DRAFT (please feel free to review and feed back any comments to Jim Kaye or Simon Leighton-Porter). [24 October 2003] |
| FIX 4.0/4.2 Allocations Implementation Guide (FAWG_Implementation_Guide_Level_Zero_Ver_1.doc.pdf, 168KB) "Implementation Guide - Level Zero". Final draft - guide to using FIX 4.0 and 4.2 for allocation messaging produced by FIX Allocations WG. [22 September 2003] |
| FIX 4.4 allocation (approx) message length calculator (msg_length.xls, 21KB) This spreadsheet gives an idea of approximate message length for FIX 4.4 allocations based on variable numbers of accounts, orders, executions etc. [12 March 2004] |
| FIX 4.4 Implementation Guide for Allocations, Confirmations and Settlement Instructions (FAWG_44_Implementation_Guide_04.zip, 247KB) Version 0.4 (final draft) - this document is intended for all persons looking to implement allocation, confirmation or settlement instruction messaging using FIX 4.4. [17 April 2004] |
| FIX Allocation and Settlement Instruction Presentation (SWIFT_SSI_Nov04.ppt, 849KB) Presentation given 18 Nov 2004 by Alvin Mullan of UBS describing the use of FIX messaging in the allocation and settlement instruction space [28 January 2005] |
| FIX Allocation Models v1.1 (updated 13 Dec 2002) (fix_allocation_models_v1_1.pdf, 192KB) Proposals for use of FIX allocation messages, specifically with regard to the booking/allocation and confirmation/matching processes. This is a work in progress being put together as a joint effort from members of the FIX allocations working group; if you have any comments on it, have any questions or suggestions for further detail please contact Jim Kaye (jim.kaye@gs.com) or Alvin Mullan (alvin.mullan@ubsw.com). [13 December 2002] |
| FIX Allocations Working Group FPL's FIX Allocations Working Group. |
| FPL Breakfast Briefing 25 Jan 2004 - Briefing (20050125 FPL_Allocs_BBrief_050125.ppt, 489KB) FPL Breakfast Briefing 25 Jan 2004 presentation. [29 January 2005] |
| FPL Breakfast Briefing 25 Jan 2004 - Illustration (20050125 FPL20050125_Scenario1.ppt, 156KB) FPL Breakfast Briefing 25 Jan 2004 Illustration Scenario [29 January 2005] |
| Post-Trade Messaging in FIX 4.4 (fix_bus_prc_presentation.ppt, 80KB) Presented by the FIX European Business Practices Committee. 15 slides. Agenda: What we have done, Why we have done it, and Proposed next steps.
[15 April 2003] |
| The Application of FIX in Allocations (FIXallocs_23mar04.ppt, 467KB) A presentation made in 2004 regarding the use of FIX messaging in post-trade processes [27 May 2005] |
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| Case Study: American Century's Use of FIX Allocations (ACIM FIX Allocations - New York - 20030807.ppt, 92KB) Presented by Scott Atwell, American Century Investments. 5 Slides. [7 August 2003] |
| The case for using FIX in the post execution space and how to implement (Fix confirmations seminar.ppt, 1.1MB) Presented by John Wilson, CityIQ. 18 slides. Agenda: Confirmations - The current position, Why change to FIX confirmations, How to change, When to change, Further opportunities. Describes "SSI Lite". [15 April 2003] |
